Notre Dame London: Fischer Hall Library
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Securities regulation : cases and materials / James D. Cox, Brainerd Currie Professor of Law, Duke University; Robert W. Hillman, Distinguished Professor of Law Emeritus, University of California, Davis; Donald C. Langevoort, Thomas Aquinas Reynolds Professor of Law, Georgetown University; Ann M. Lipton, Michael M. Fleishman Associate Professor in Business Law & Entrepreneurship, Tulane University.

By: Cox, James D, 1943- [author.]Contributor(s): Hillman, Robert W. (Robert William), 1949- [author.] | Langevoort, Donald C [author.] | Lipton, Ann [author.]Series: Aspen casebook seriesEdition: Tenth editionDescription: xxxv, 1061 pages ; 26 cmISBN: 9781543838473Subject(s): Securities -- United StatesGenre/Form: Casebooks (Law)DDC classification: 346.73/0922 LOC classification: KF1439 | .C69 2022
Contents:
The framework of securities regulation -- The definition of a security -- Understanding investors -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities and public finance -- Liability under the Securities Act -- Financial innovation : trading markets, derivatives, and securitization -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting -- Corporate takeovers -- Regulation of broker-dealers -- Investment advisers and investment companies -- Transnational fraud and the reach of U.S. securities laws.
Summary: "Casebook on Securities Regulation Law"--
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Holdings
Item type Current library Class number Status Date due Barcode Item reservations
Book-Reference Book-Reference Fischer Hall Library
Reference 		KF1439. C69 2022 (Browse shelf(Opens below)) Not for loan B013001
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Includes bibliographical references and index.

The framework of securities regulation -- The definition of a security -- Understanding investors -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities and public finance -- Liability under the Securities Act -- Financial innovation : trading markets, derivatives, and securitization -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting -- Corporate takeovers -- Regulation of broker-dealers -- Investment advisers and investment companies -- Transnational fraud and the reach of U.S. securities laws.

"Casebook on Securities Regulation Law"--